SC 13G: Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
Published on July 6, 2007
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.______)
Neogenomics, Inc.
(Name of Issuer)
common stock
(Title of Class of Securities)
64049M209
-------------
(CUSIP Number)
July 5, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|X| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
RMB CAPITAL MANAGEMENT LLC 59-3792751
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Delaware Limited Liability Company
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power None
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power 2,548,300
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power 2,547,600
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
2,548,300
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
9.08%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
IA
- - ---------------------------------------------------------------------------
CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
RMB CAPITAL MANAGEMENT LLC 59-3792751
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Delaware Limited Liability Company
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power 700
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power None
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power None
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
700
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
0.00%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
IA
- - ---------------------------------------------------------------------------
CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
1837 Partners L.P. 20-4502386
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Delaware Limited Partnership
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power None
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power 1,689,429
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power 1,689,429
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
1,689,429
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
6.02%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
PN
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CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
1837 Partners QP L.P. 20-2526144
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Delaware Limited Partnership
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power None
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power 412,221
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power 412,221
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
412,221
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
1.47%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
PN
- - ---------------------------------------------------------------------------
CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
1837 Partners Ltd. (N/A)
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Cayman Islands Exempted Company
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power None
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power 445,950
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power 445,950
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
445,950
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
1.59%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
OO
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CUSIP No. 64049M209
- - ---------------------------------------------------------------------------
1) Names of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (entities only)
1837 RMB Managers L.L.C. 20-4493541
- - ---------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (a) |_|
(See Instructions) (b) |_|
- - ---------------------------------------------------------------------------
3) SEC Use Only
- - ---------------------------------------------------------------------------
4) Citizenship or Place of Organization
Delaware Limited Liability Company
- - ---------------------------------------------------------------------------
Number of Shares 5) Sole Voting Power None
Beneficially -------------------------------------------------
Owned by Each 6) Shared Voting Power 2,547,600
Reporting -------------------------------------------------
Person With 7) Sole Dispositive Power None
-------------------------------------------------
8) Shared Dispositive Power 2,547,600
- - ---------------------------------------------------------------------------
9) Aggregate Amount Beneficially Owned by Each Reporting Person
2,547,600
- - ---------------------------------------------------------------------------
10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
- - ---------------------------------------------------------------------------
11) Percent of Class Represented by Amount in Item 9
9.08%
- - ---------------------------------------------------------------------------
12) Type of Reporting Person (See Instructions)
OO
- - ---------------------------------------------------------------------------
ITEM 1.
(A) NAME OF ISSUER Neogenomics, Inc
(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE
12701 Common Wealth Drive, Suite 9
Fort Meyers, FL 33913
ITEM 2.
(A) NAME OF PERSONS FILING
(i) RMB Capital Management, LLC
(ii) RMB Capital Management, LLC (RIA for individual clt non-discretionary
account holding Issuer's shares)
(iii) 1837 Partners L.P.
(iv) 1837 Partners QP L.P.
(v) 1837 Partners Ltd.
(vi) 1837 Managers L.L.C., the general partner of 1837 Partners L.P., 1837
Partners QP L.P., & 1837 Partners Ltd.
(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE (i) - (vi):
10 S. Wacker Dr. STE. 3210
Chicago, IL 60606
(C) CITIZENSHIP
(i) Delaware Limited Liability Company
(ii) Delaware Limited Liability Company
(iii) Delaware Limited Partnership
(iv) Delaware Limited Partnership
(v) Cayman Islands Exempted Company
(vi) Delaware Limited Liability Company
(D) TITLE OF CLASS OF SECURITIES
COMMON STOCK
(E) CUSIP NUMBER
64049M209
ITEM 3.
If this statement is filed pursuant to rule 240.13d- 1(b), or 240.13d-2(b)
or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C.
78c).
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) |_| Insurance company as defined in section 3(a)19) of the Act (15
U.S.C. 78c).
(d) |_| Investment Company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) |X| An investment adviser in accordance with 240.13d- 1(b)1)(ii)(E).
(f) |_| An employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F).
(g) |_| A parent holding company or control person in accordance with
240.13d-1(b)(1)(ii)(G)
(h) |_| A savings association as defined in section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813).
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3).
(j) |_| Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item
(a) Amount beneficially owned:
RMB Capital Management, LLC--2,548,300 (2,547,600 of the shares
are comprised of securities held by 1837 Partners L.P., 1837
Partners QP L.P., & 1837 Partners Ltd., the voting and dispositive
power of which are held by 1837 RMB Managers L.L.C., the General
Partner of 1837 Partners L.P., 1837 Partners QP L.P.,& 1837 Partners
Ltd.and have been delegated to RMB Capital Management, LLC. The
remaining 700 of the shares are comprised of shares held in an
individual non-discretionary client account for which RMB
Capital Management, LLC is the RIA.)
1837 Partners L.P.--1,689,429
1837 Partners QP L.P.--412,221
1837 Partners Ltd.--445,950
1837 RMB Managers L.L.C.--2,547,600 (comprised of securities
held by 1837 Partners L.P., 1837 Partners QP L.P. & 1837 Partners
Ltd., of which 1837 RMB Managers L.L.C. has the voting and
dispositive power as the General Partner of 1837 Partners L.P.,
1837 Partners QP L.P., & 1837 Partners Ltd.)
(b) Percent of class:
(i) RMB Capital Management, LLC 9.08%
(ii) RMB Capital Management, LLC 0.00%
(iii) 1837 Partners L.P. 6.02%
(iv) 1837 Partners QP L.P. 1.47%
(v) 1837 Partners Ltd. 1.59%
(vi) 1837 RMB Managers L.L.C. 9.08%
(c) Number of shares as to which the person has:
RMB Capital Management, LLC has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 2,548,300
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: 2,547,600
RMB Capital Management, LLC has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 700
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: None
1837 Partners L.P. has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 1,689,429
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: 1,689,429
1837 Partners QP L.P. has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 412,221
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: 412,221
1837 Partners Ltd. has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 445,950
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: 445,950
1837 RMB Managers LLC has:
(i) Sole power to vote or to direct the vote: None
(ii) Shared power to vote or to direct the vote: 2,547,600
(iii) Sole power to dispose or to direct the disposition
of: None
(iv) Shared power to dispose or to direct the disposition
of: 2,547,600
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
The shares reported herein by RMB Capital Management, LLC (Advisor)
are held on behalf of 1837 Partners L.P., 1837 Partners QP L.P., &
1837 Partners Ltd., as Advisor to 1837 RMB Managers L.L.C., the
general partner of 1837 Partners L.P., 1837 Partners QP L.P., & 1837
Partners Ltd. From time to time, 1837 Partners L.P., 1837 Partners
QP L.P., & 1837 Partners Ltd. may make distributions of partnership
income to limited partners, none of which has an interest relating to
more than 5% of the class.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable.
ITEM 10. CERTIFICATION.
(b) The following certification shall be included if the statement is
filed pursuant to ss.240.13d-1(c):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: July 5, 2007
RMB Capital Management, LLC
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners L.P.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners QP L.P.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners Ltd.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 RMB Managers LLC
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
Joint Filing Agreement
RMB Capital Management, LLC (an investment adviser registered under the
Investment Advisers Act of 1940), 1837 Partners L.P., a Delaware Limited
Partnership; 1837 Partners QP L.P., a Delaware Limited Partnership; 1837
Partners Ltd., a Cayman Islands Exempted Company; and 1837 RMB Managers
L.L.C., a Delaware Limited Liability Company, hereby agree to file jointly
the statement on Schedule G to which this Agreement is attached, and any
amdendments thereto which may be deemed necessary.
It is understood and agreed that each of the parties hereto is responsible
for the timely filing of such statement and any amendments thereto, and for
the completeness and accuracy of the information concerning such party
contained therein, but such party is not responsible for the completeness
or accuracy of information concerning the other party unless such party
knows or has reason to believe that such information is inaccurate.
It is understood and agreed that a copy of this Agreement shall be attached
as an exhibit to the statement on Schedule 13G, and any amendments thereto,
filed on behalf of each of the parties herto.
Dated: July 5, 2007
RMB Capital Management, LLC
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners L.P.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners QP L.P.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 Partners Ltd.
By: 1837 RMB Managers LLC
Its General Partner
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
1837 RMB Managers LLC
By: RMB Capital Management, LLC
The Advisor
Signature: /s/ Richard M. Burridge, Jr.
-----------------------------
Name: Richard M. Burridge, Jr.
Title: Managing Principal
